Form D · Hedge Fund

CRITERIA INVESTMENT PARTNERS LLC

New York, NY · CIK 0001459500

Offering snapshot reported Aug 16, 2023 · SEC filing

Reported sold
$39.5M
Indefinite offering
Investors reported
47
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 2, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.7M$39.5MMar 16, 2010: $8,500,000.00Mar 16, 2010Mar 16, 2011: $11,837,100.00Mar 16, 2012: $13,859,662.00Mar 15, 2013: $17,536,064.00Mar 14, 2014: $19,596,064.00Mar 16, 2015: $25,886,064.00Mar 16, 2016: $29,847,257.00Mar 16, 2017: $34,231,872.00Jun 27, 2017: $34,231,872.00Jun 29, 2017: $34,231,872.00Jun 29, 2018: $38,156,616.00Jun 27, 2019: $38,156,616.00Jun 29, 2020: $38,156,616.00Jun 29, 2021: $38,156,616.00Aug 16, 2022: $39,456,616.00Aug 16, 2023: $39,456,616.00Aug 16, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 16, 2023Amendment$39,456,616$0vs Aug 16, 202247SEC filing
Aug 16, 2022Amendment$39,456,616$1,300,000vs Jun 29, 202147SEC filing
Jun 29, 2021Amendment$38,156,616$0vs Jun 29, 202047SEC filing
Jun 29, 2020Amendment$38,156,616$0vs Jun 27, 201947SEC filing
Jun 27, 2019Amendment$38,156,616$0vs Jun 29, 201847SEC filing
Jun 29, 2018Amendment$38,156,616$3,924,744vs Jun 29, 201747SEC filing
Jun 29, 2017Amendment$34,231,872$0vs Mar 16, 201752SEC filing
Jun 27, 2017Amendment$34,231,872$4,384,615vs Mar 16, 201652SEC filing
Mar 16, 2017Amendment$34,231,872$4,384,615vs Mar 16, 201652SEC filing
Mar 16, 2016Amendment$29,847,257$3,961,193vs Mar 16, 201547SEC filing
Mar 16, 2015Amendment$25,886,064$8,350,000vs Mar 15, 201344SEC filing
Mar 14, 2014Amendment$19,596,064$2,060,000vs Mar 15, 201334SEC filing
Mar 15, 2013Amendment$17,536,064$3,676,402vs Mar 16, 201230SEC filing
Mar 16, 2012Amendment$13,859,662$2,022,562vs Mar 16, 201119SEC filing
Mar 16, 2011Amendment$11,837,100$3,337,100vs Mar 16, 201017SEC filing
Mar 16, 2010Amendment$8,500,000No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128512

Source: Form D, filed Aug 16, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CRITERIA INVESTMENT PARTNERS LLC

Investment adviser: NAQVI-VAN NESS ASSET MANAGEMENT, LLC

Gross asset value
$43.1M
Beneficial owners
30
ADV minimum commitment
$500K

Reported in Form ADV on Mar 4, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES, A DIVISION OF SS&C FUND TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC NEW YORK CITY, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD 135131 · SEC 8-66889

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 986725 · Mar 4, 2016 · Schedule D 7.B.(1), fund 805-1579206020

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ali Naqvi Executive
Ali Naqvi Executive
Albert Van Ness Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Naqvi Van Ness Asset Mgmt Llc 1185 Avenue Of The Americas, 3 Rd Floor
New York, NY, 10036