Form D · Hedge Fund

Crestline ERISA Fund, Ltd.

New York, NY · CIK 0001447068

Offering snapshot reported Jun 22, 2016 · SEC filing

Reported sold
$42.5M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$69.4M$139MSep 30, 2008Mar 5, 2010: $20,750,000.00Mar 7, 2011: $32,229,713.00Mar 7, 2012: $78,629,713.00Jun 20, 2012: $94,629,713.00Jun 20, 2013: $138,779,018.00Jun 20, 2014: $138,779,018.00Jun 22, 2015: $67,729,713.00Jun 22, 2016: $42,450,000.00Jun 22, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$138,779,018 → $42,450,000
  • Reported investors12 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 22, 2016Amendment$42,450,000-$96,329,018vs Jun 20, 20144SEC filing
Jun 22, 2015Amendment$67,729,713-$71,049,305vs Jun 20, 20146SEC filing
Jun 20, 2014Amendment$138,779,018$0vs Jun 20, 201312SEC filing
Jun 20, 2013Amendment$138,779,018$44,149,305vs Jun 20, 201212SEC filing
Jun 20, 2012Amendment$94,629,713$16,000,000vs Mar 7, 201210SEC filing
Mar 7, 2012Amendment$78,629,713$46,400,000vs Mar 7, 20119SEC filing
Mar 7, 2011Amendment$32,229,713$11,479,713vs Mar 5, 20107SEC filing
Mar 5, 2010Amendment$20,750,000No comparison3SEC filing
Sep 30, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-123182
No monies paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174
Bluffview Capital, LP120563
Dexion Capital PLCNone

Source: Form D, filed Jun 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CRESTLINE ERISA FUND, LTD.

Investment adviser: CRESTLINE MANAGEMENT, L.P.

Gross asset value
$1.67M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY ALTERNATIVE INVESTMENT SERVICES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Filing source

Form ADV 1279401 · Mar 1, 2019 · Schedule D 7.B.(1), fund 805-9250984781

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Douglas K. Bratton Director
Crestline Management, L.P. Promoter
Tilly Directors Limited Tilly Directors Limited Director
Tilly Directors Limited Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O The Bank Of New York Mellon 101 Barclay Street
New York, NY, 10286