Form D · Other Banking and Financial Services

CREDIT SUISSE (USA) INC

New York, NY · CIK 0000029646

Offering snapshot reported Jun 28, 2012 · SEC filing

Reported sold
$16.6M
Indefinite offering
Investors reported
316
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.32M$16.6MMar 2, 2006Apr 30, 2010: $10,005,506.00Apr 30, 2010Apr 28, 2011: $12,386,775.00Jun 28, 2012: $16,646,192.00Jun 28, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2012Amendment$16,646,192No comparison316SEC filing
Apr 28, 2011Amendment$12,386,775No comparison265SEC filing
Apr 30, 2010Amendment$10,005,506No comparison245SEC filing
Mar 16, 2009Amendment$8,337,467No comparisonNot reportedSEC filing
Mar 2, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Mar 28, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-46552
The maximum amount that may be deferred under ISWAP II is $250,000,000 per year.

Source: Form D, filed Jun 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James L. Amine Director, Executive
Alastair Cairns Director, Executive
Paul Calello Director
Anthony G. Dechellis Director
Anthony G. De Chellis Director, Executive
Peter J. Feeney Executive
Steven Garnett Director, Executive
Timothy P. O'hara Director, Executive
Paul J. O'keefe Executive
Carlos Onis Director, Executive
Michael J. Paliotta Director, Executive
Antonio Quintella Director, Executive
Neil Radey Executive
Todd Sandoz Director, Executive
Robert Shafir Director, Executive
Ravi Singh Director, Executive
Lewis H. Wirshba Director, Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
11 Madison Avenue
New York, NY, 10010