Form D · Hedge Fund

Liquid Alternative Beta Index Fund, Ltd.

New York, NY · CIK 0001525832

Offering snapshot reported Jul 9, 2021 · SEC filing

Reported sold
$641M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 9, 2021Amendment$640,727,758No comparisonNot reportedSEC filing
Jul 9, 2020Amendment$640,727,758$0vs Jul 9, 201917SEC filing
Jul 9, 2019Amendment$640,727,758-$383,498,868vs Jun 28, 201817SEC filing
Jun 28, 2018Amendment$1,024,226,626$27,000,000vs Jun 30, 201717SEC filing
Jun 30, 2017Amendment$997,226,626$14,000,000vs Jul 1, 201617SEC filing
Jul 1, 2016Amendment$983,226,626$283,698,689vs Jul 1, 201517SEC filing
Jul 1, 2015Amendment$699,527,937$372,153,898vs Jul 1, 201415SEC filing
Jul 1, 2014Amendment$327,374,039$311,200,000vs Jul 1, 201310SEC filing
Jul 1, 2013Amendment$16,174,039$11,178,436vs Jul 5, 20122SEC filing
Jul 5, 2012Amendment$4,995,603No comparison1SEC filing
Jul 15, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-163008

Source: Form D, filed Jul 9, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIQUID ALTERNATIVE BETA INDEX FUND, LTD.

Investment adviser: CREDIT SUISSE ASSET MANAGEMENT, LLC

Gross asset value
$111M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Jan 13, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1700783 · Jan 13, 2023 · Schedule D 7.B.(1), fund 805-3005655703

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Bashforth Director
Mark Cook Director
Andrew Dean Director
Sophia Dilbert Director
Ebony Myles Berry Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Credit Suisse Asset Management, Llc 11 Madison Avenue
New York, NY, 10010