Form D · Other Banking and Financial Services
CREDIT SUISSE ASSET MANAGEMENT SECURITIES INC
New York, NY · CIK 0001166297
Offering snapshot reported Apr 30, 2010 · SEC filing
- Reported sold
- $129M Indefinite offering
- Investors reported
- 476 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jan 1, 2005 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2010 | Amendment | $128,528,826 | No comparison | 476 | SEC filing |
| Mar 16, 2009 | Amendment | $127,935,196 | No comparison | Not reported | SEC filing |
| Sep 12, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
The maximum amount that may be deferred under DRIP II, ISWAP II and the International Retirement Unit Plan is $250,000,000 per year.
Source: Form D, filed Apr 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Calello | Director |
| Anthony G. Dechellis | Director |
| Peter J. Fenney | Executive |
| Kevin Gao | Executive |
| Thomas F. Gordon | Executive |
| Peter G. Horacek, Jr. | Executive |
| George R. Hornig | Director |
| Paul J. O'keefe | Executive |
| Carlos Onis | Executive |
| John Popp | Director |
| Neil Radey | Executive |
| Kevin G. Rhodehouse | Executive |
| Robert S. Shafir | Director |
| Lewis H. Wirshba | Director |
| Gary Withers | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
11 Madison Avenue
New York, NY, 10010
New York, NY, 10010