Form D · REITS and Finance

CRE Strategic Opportunity Fund

Greenville, SC · CIK 0001474770

Offering snapshot reported Jan 28, 2013 · SEC filing

Reported sold
$21.9M
Offering amount: $25M
Investors reported
291
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 4, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.9M$21.9MOct 22, 2009Nov 17, 2009: $30,000.00Jan 27, 2010: $200,000.00Feb 11, 2010: $327,500.00Feb 26, 2010: $589,500.00Mar 19, 2010: $869,500.00Apr 7, 2010: $1,097,000.00Apr 28, 2010: $1,525,000.00May 19, 2010: $2,225,000.00Jun 3, 2010: $2,475,000.00Jun 14, 2010: $2,650,000.00Jun 18, 2010: $2,730,000.00Jul 1, 2010: $3,150,000.00Aug 24, 2010: $6,014,568.00Sep 3, 2010: $6,358,420.00Sep 28, 2010: $7,468,845.00Nov 17, 2010: $8,139,700.00Jan 21, 2011: $9,415,255.00Mar 23, 2011: $11,447,741.00Apr 12, 2011: $12,656,241.00May 3, 2011: $13,908,303.00May 17, 2011: $14,552,512.00Jun 8, 2011: $15,230,365.00Oct 7, 2011: $16,402,843.00Jan 4, 2012: $19,062,783.00Jan 25, 2012: $21,024,382.00Jan 27, 2012: $21,024,382.00Jan 28, 2013: $21,863,383.00Jan 28, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,024,382 → $21,863,383
  • Reported investors284 → 291

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2013Amendment$21,863,383$839,001vs Jan 27, 2012291SEC filing
Jan 27, 2012Amendment$21,024,382$0vs Jan 25, 2012284SEC filing
Jan 25, 2012Amendment$21,024,382$1,961,599vs Jan 4, 2012284SEC filing
Jan 4, 2012Amendment$19,062,783$2,659,940vs Oct 7, 2011273SEC filing
Oct 7, 2011Amendment$16,402,843$1,172,478vs Jun 8, 2011244SEC filing
Jun 8, 2011Amendment$15,230,365$677,853vs May 17, 2011225SEC filing
May 17, 2011Amendment$14,552,512$644,209vs May 3, 2011216SEC filing
May 3, 2011Amendment$13,908,303$1,252,062vs Apr 12, 2011206SEC filing
Apr 12, 2011Amendment$12,656,241$1,208,500vs Mar 23, 2011188SEC filing
Mar 23, 2011Amendment$11,447,741$2,032,486vs Jan 21, 2011168SEC filing
Jan 21, 2011Amendment$9,415,255$1,275,555vs Nov 17, 2010135SEC filing
Nov 17, 2010Amendment$8,139,700$670,855vs Sep 28, 2010122SEC filing
Sep 28, 2010Amendment$7,468,845$1,110,425vs Sep 3, 2010115SEC filing
Sep 3, 2010Amendment$6,358,420$343,852vs Aug 24, 2010109SEC filing
Aug 24, 2010Amendment$6,014,568$2,864,568vs Jul 1, 2010104SEC filing
Jul 1, 2010Amendment$3,150,000$420,000vs Jun 18, 201054SEC filing
Jun 18, 2010Amendment$2,730,000$80,000vs Jun 14, 201051SEC filing
Jun 14, 2010Amendment$2,650,000$175,000vs Jun 3, 201048SEC filing
Jun 3, 2010Amendment$2,475,000$250,000vs May 19, 201044SEC filing
May 19, 2010Amendment$2,225,000$700,000vs Apr 28, 201040SEC filing
Apr 28, 2010Amendment$1,525,000$428,000vs Apr 7, 201030SEC filing
Apr 7, 2010Amendment$1,097,000$227,500vs Mar 19, 201023SEC filing
Mar 19, 2010Amendment$869,500$280,000vs Feb 26, 201019SEC filing
Feb 26, 2010Amendment$589,500$262,000vs Feb 11, 201013SEC filing
Feb 11, 2010Amendment$327,500$127,500vs Jan 27, 20104SEC filing
Jan 27, 2010Amendment$200,000$170,000vs Nov 17, 20094SEC filing
Nov 17, 2009Amendment$30,000No comparison1SEC filing
Oct 22, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.6
Duration over one year
Yes
Business combination
No
Sales commissions
$2.63M (estimated)
Finders' fees
$0
Form D file number
021-135512

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SANDLAPPER Securities, LLC137906
John Wyatt Boyd2090782Sandlapper Securities, LLC · CRD 137906
James Marten Lamont2846228Independent Financial Group, LLC · CRD 7717
Gretchen M. Schorr704073Independent Financial Group, LLC · CRD 7717
Toni Lynn Sutherland2729672Independent Financial Group, LLC · CRD 7717
Orlando C. Fernandez1980142SANDLAPPER Securities, LLC · CRD 137906
Steven D. Meahan1234042Pacific West Securities, Inc. · CRD 6390
Trevor L. Gordon2195122Sandlapper Securities, LLC · CRD 137906
Dwight K. Kay5376903Independent Financial Group · CRD 7717
William M. Swayne440968Pacific West Securities · CRD 6390
Russell Lynn Bacon4542975Pacific West Securities · CRD 6390
Joshua D. Swayne4296721Pacific West Securities · CRD 6390
George Merhoff2918171Pacific West Securities · CRD 6390
Billy W. Martin2021424Pacific West Securities, Inc. · CRD 6390
Jack C. Bixler22331Sandlapper Securities, LLC · CRD 137906
Craig W. Hubler1194371Stephen A. Kohn & Associates, LTD · CRD 41067
Haynes L. Kendall Jr.1274737Independent Financial Group, LLC · CRD 7717
Tracy Rae Turner1385745Colorado Financial Service Corp. · CRD 104343
Robert L. Boggess5007422Allied Beacon Partners, Inc. · CRD 46227
Mark C. Pedersen1283866SANDLAPPER Securities, LLC · CRD 137906
C. Grant Conness4778193G.F. Investment Services, LLC · CRD 132939
Ryan Omer Smith4340304DFPG Investments, Inc. · CRD 155576
Joseph R. Broadbent3132498DFPG Investments, Inc. · CRD 155576
Jung H. Lee4410932Independent Financial Group, LLC · CRD 7717
Andrew C. Bolt1594587Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Barry W. LeMay306332Concorde Investment Svcs, LLC · CRD 151604
Christina S. Nielson4866971DFPG Investments, Inc. · CRD 155576
John P. Harvey JR4227692Allied Beacon Partners, Inc. · CRD 46227
James R. Crocker5127548Pacific West Securities · CRD 6390
Jerald F. Gunn2475036Pacific West Securities · CRD 6390
Joshua C. Koehnen4551444Independent Financial Group · CRD 7717
Lawrence B. Miller4715505Whitehall Parker Securities, Inc. · CRD 10608
Patrick L. Horn2559951Pacific West Securities · CRD 6390
Richard J. Zaegel851991Pacific West Securities · CRD 6390
Robyn H. Lee2846656Independent Financial Group · CRD 7717
Michael Gregory Steinthal435071Primex · CRD 29394
Padma Chintapalli3041617Courtlandt Securities Corp. · CRD 137356
Kelly H. Clyde4825839Independent Financial Group, LLC · CRD 7717
Johnathan (Jack) R. Creighton1495897Concorde Investment Services, LLC · CRD 151604
Michael D. Hollinsworth1387904Pacific West Securities · CRD 6390
Daniel J. Luke4324353DFPG Investments, Inc. · CRD 155576
Michael John Skagen4085157Pacific West Securities · CRD 6390
Damian J. Dering2854253Independent Financial Group · CRD 7717
Larry G. Burkholder4002938Independent Financial Group · CRD 7717
David G. Elhoff855864Independent Financial Group · CRD 7717
John E. McKeon5286647Independent Financial Group, LLC · CRD 7717
Ivan Michael West4921015ARI Financial Services, Inc. · CRD 137608
Erik C. Weir2009973Sandlapper Securities, LLC · CRD 137906

Source: Form D, filed Jan 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul M Aiesi Executive
John W Boyd Executive
X X Cre Strategic Opportunity Fund Management, Llc Executive
X X Graycliff Capital Partners, Llc Promoter
X X Poinsett Capital Advisors, Llc Promoter
Andrew M Reiken Executive
Donald L Spalding Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
101 N. Main St 12 Th Floor
Greenville, SC, 29601