Form D · Other Investment Fund
CPTC Institutional Investments, LP
Dallas, TX · CIK 0001474314
Offering snapshot reported Oct 15, 2009 · SEC filing
- Reported sold
- $1M Offering amount: $40M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Oct 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2009 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $60K (estimated)
- Finders' fees
- $10K (estimated)
- Form D file number
- 021-135344
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John B. Cravens | 2234163 | Cravens Wealth Advisors, LLC |
| Brent E. Barton, President | 1659916 | WFG Investments, Inc. · CRD 22704 |
Source: Form D, filed Oct 15, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brent E Barton | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2711 N. Haskell Suite 2900
Dallas, TX, 75204
Dallas, TX, 75204