Form D · Private Equity Fund

CPI IV Private Investors, LLC

New York, NY · CIK 0001481511

Offering snapshot reported Feb 9, 2010 · SEC filing

Reported sold
$34.8M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 6, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.4M$34.8MJan 21, 2010: $3,000,000.00Jan 21, 2010Feb 9, 2010: $34,800,000.00Feb 9, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,000,000 → $34,800,000
  • Reported investors2 → 53

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 9, 2010Amendment$34,800,000$31,800,000vs Jan 21, 201053SEC filing
Jan 21, 2010Initial$3,000,000No comparison2SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138019
Investors buying interests (other than investors for whom the Administrator exercises investment discretion) may pay a one-time upfront fee of up to 2%. This fee is not an issuer expense, so it is not reflected as a sales commission or finder's fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities Inc.79

Source: Form D, filed Feb 9, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Margaret Conklin Director
David Frame Director
Glenn Hill Director
J.P. Morgan Private Investments Inc. Executive, Promoter
Thomas Mc Graw Director
Shiden Theunissen Director
Shideh Theunissen Director
David Wezdenko Director
Douglas Wurth Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O J.P. Morgan Private Investments Inc. 270 Park Avenue, 21st Floor
New York, NY, 10017