Form D · Other Banking and Financial Services
CP EQUITY LLC
Englewood, CO · CIK 0001476524
Offering snapshot reported Nov 12, 2009 · SEC filing
- Reported sold
- $56.3M Offering amount: $56.3M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 12, 2009 | Initial | $56,333,732 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.8M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-136050
Of the total offering amount, approximately $20,000,000 represents amounts sold by the issuer's current members.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Keegan & Company, Inc. | 4161 | Morgan Keegan & Company, Inc. · CRD 4161 |
Source: Form D, filed Nov 12, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Gallagher | Director, Executive |
| Charles Lillis | Director |
| John Schmidt | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
116 Inverness Drive East Suite 375
Englewood, CO, 80112
Englewood, CO, 80112