Form D · Other Investment Fund

Cozad Small Cap Value Fund I, LP

Champaign, IL · CIK 0001486349

Offering snapshot reported Oct 7, 2013 · SEC filing

Reported sold
$13.9M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 16, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.93M$13.9MJun 30, 2010Aug 27, 2010: $5,819,094.00Aug 31, 2011: $12,402,683.00Aug 31, 2011Sep 28, 2012: $13,037,638.00Sep 28, 2012Oct 7, 2013: $13,857,638.00Oct 7, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,037,638 → $13,857,638
  • Reported investors38 → 40

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 7, 2013Amendment$13,857,638$820,000vs Sep 28, 201240SEC filing
Sep 28, 2012Amendment$13,037,638$634,955vs Aug 31, 201138SEC filing
Aug 31, 2011Amendment$12,402,683$6,583,589vs Aug 27, 201037SEC filing
Aug 27, 2010Amendment$5,819,094No comparison24SEC filing
Jun 30, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144250

Source: Form D, filed Oct 7, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COZAD SMALL CAP VALUE FUND I, LP

Investment adviser: COZAD ASSET MANAGEMENT INC

Gross asset value
$20.2M
Beneficial owners
42
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ARTHUR BELL CPA'S HUNT VALLEY, Maryland, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 810298 · Mar 27, 2014 · Schedule D 7.B.(1), fund 805-7223995626

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Cozad Executive
Asset Management, Inc. Cozad Promoter
N/A N/A Cozad Asset Management, Inc. Promoter
J. Bryant Evans Executive
David Ikenberry Executive
Anne J Storsved Executive
David Wetherell Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2501 Galen Drive
Champaign, IL, 61821