Form D · Other Investment Fund
Cowen Sustainable Investments I LP
New York, NY · CIK 0001790079
Offering snapshot reported Nov 17, 2020 · SEC filing
- Reported sold
- $151M Indefinite offering
- Investors reported
- 43 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 27, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$70,733,000 → $150,633,000
- Reported investors33 → 43
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 17, 2020 | Amendment | $150,633,000 | $79,900,000vs Oct 3, 2019 | 43 | SEC filing |
| Oct 3, 2019 | Initial | $70,733,000 | No comparison | 33 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-350260
A retainer has and will be paid for consulting and placement services, which may be offset against future sales commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Frontier Solutions, LLC | 136102 | |
| Threadmark Partners Limited | None | |
| Maximum Alliance Group, LLC | None | LoCorr Distributors, LLC · CRD 41782 |
Source: Form D, filed Nov 17, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ANTHELION FUND I LP
Investment adviser: ANTHELION CAPITAL PARTNERS LLC
- Gross asset value
- $541M
- Beneficial owners
- 73
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 2, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27
Filing source
Form ADV 2114576 · Jul 2, 2026 · Schedule D 7.B.(1), fund 805-2872611896
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Cowen Sustainable Advisors Llc | Promoter |
| N/A Csi Gp I Llc | Promoter |
| Ewa Kozicz | Executive |
| Vusal Najafov | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022