Form D · Private Equity Fund

Cowen Private Investments LP

New York, NY · CIK 0001652211

Offering snapshot reported Sep 4, 2015 · SEC filing

Reported sold: $50M
Investors reported: 3
Minimum accepted: $0
First sale: Sep 1, 2015

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 4, 2015	Initial	$49,999,500	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-247084

Source: Form D, filed Sep 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COWEN PRIVATE INVESTMENTS LP

Investment adviser: CHI ADVISORS LLC

Gross asset value: $11.3M
Beneficial owners: 90
ADV minimum commitment: $25M

Reported in Form ADV on Mar 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 1521581 · Mar 29, 2021 · Schedule D 7.B.(1), fund 805-2961408544

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Cowen Structured Credit Group Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

599 Lexington Ave, 21 St Floor
New York, NY, 10022