Form D · Other Investment Fund

Cowen Healthcare Royalty Partners II, L.P.

Stamford, CT · CIK 0001478965

Offering snapshot reported Feb 9, 2011 · SEC filing

Reported sold
$235M
Indefinite offering
Investors reported
42
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 8, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$118M$235MDec 17, 2009: $0.00Dec 17, 2009Feb 16, 2010: $96,691,919.00Feb 9, 2011: $235,126,264.00Feb 9, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$96,691,919 → $235,126,264
  • Reported investors18 → 42

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 9, 2011Amendment$235,126,264$138,434,345vs Feb 16, 201042SEC filing
Feb 16, 2010Amendment$96,691,919$96,691,919vs Dec 17, 200918SEC filing
Dec 17, 2009Initial$0No comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-137005
The sales commissions will be determined based upon the amount of pooled investment fund interests actually sold in the offering, which is an indefinite amount.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC0816

Source: Form D, filed Feb 9, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory B. Brown Executive, Promoter
General Partner Cowen Healthcare Royalty Gp Ii, Llc Promoter
Todd C. Davis Executive, Promoter
Clarke B. Futch Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
177 Broad St. Suite 1101
Stamford, CT, 06901