Form D · Coal Mining

Covol Fuels No. 3, LLC

South Jordan, UT · CIK 0001477346

Offering snapshot reported Mar 25, 2014 · SEC filing

Reported sold
$23.8M
Offering amount: $28M
Investors reported
5
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Aug 12, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.9M$23.8MAug 27, 2013: $750,000.00Aug 27, 2013Mar 25, 2014: $23,825,000.00Mar 25, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$750,000 → $23,825,000
  • Reported investors1 → 5

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 25, 2014Amendment$23,825,000$23,075,000vs Aug 27, 20135SEC filing
Aug 27, 2013Initial$750,000No comparison1SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.4M (estimated)
Finders' fees
$0
Form D file number
Not reported
*if total offering is sold out, $1,191,250 earned to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Carolina Financial Securities, LLC41970Bruce Roberts · CRD 1489110

Source: Form D, filed Mar 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rex Fought Director
Exigent Ventures, Inc. Director

Issuer details

Industry: Coal Mining (See others in industry)

Address:
10653 S. River Front Parkway Suite 300
South Jordan, UT, 84095