Form D · Coal Mining
Covol Fuels No. 3, LLC
South Jordan, UT · CIK 0001477346
Offering snapshot reported Mar 25, 2014 · SEC filing
- Reported sold
- $23.8M Offering amount: $28M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Aug 12, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$750,000 → $23,825,000
- Reported investors1 → 5
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 25, 2014 | Amendment | $23,825,000 | $23,075,000vs Aug 27, 2013 | 5 | SEC filing |
| Aug 27, 2013 | Initial | $750,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.4M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
*if total offering is sold out, $1,191,250 earned to date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Carolina Financial Securities, LLC | 41970 | Bruce Roberts · CRD 1489110 |
Source: Form D, filed Mar 25, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rex Fought | Director |
| Exigent Ventures, Inc. | Director |
Issuer details
Industry: Coal Mining (See others in industry)
Address:
10653 S. River Front Parkway Suite 300
South Jordan, UT, 84095
South Jordan, UT, 84095