Form D · Hedge Fund

Covenant Total Return Fund, Ltd.

Boston, MA · CIK 0001493903

Offering snapshot reported Mar 17, 2014 · SEC filing

Reported sold
$47.7M
Indefinite offering
Investors reported
59
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.9M$47.7MJun 14, 2010: $18,357,466.00Jun 14, 2010Jun 16, 2011: $18,357,466.00Jun 16, 2011Jun 21, 2012: $39,039,524.00Jun 21, 2012Mar 1, 2013: $46,068,396.00Mar 1, 2013Mar 17, 2014: $47,714,571.00Mar 17, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$46,068,396 → $47,714,571
  • Reported investors57 → 59

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2014Amendment$47,714,571$1,646,175vs Mar 1, 201359SEC filing
Mar 1, 2013Amendment$46,068,396$7,028,872vs Jun 21, 201257SEC filing
Jun 21, 2012Amendment$39,039,524$20,682,058vs Jun 16, 201153SEC filing
Jun 16, 2011Amendment$18,357,466$0vs Jun 14, 201032SEC filing
Jun 14, 2010Initial$18,357,466No comparison32SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-143413
Redeemable Shares

Source: Form D, filed Mar 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COVENANT TOTAL RETURN FUND, LTD.

Investment adviser: CFS, LLC

Gross asset value
$37.4M
Beneficial owners
55
ADV minimum commitment
$1M

Reported in Form ADV on Feb 10, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES, INC. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFMAN, ROSSIN & CO., P.A. MIAMI, Florida, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 875525 · Feb 10, 2015 · Schedule D 7.B.(1), fund 805-2379712776

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ronan Guilfoyle Director
Roger H. Hanson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citi Hedge Fund Services, Inc. 100 Summer Street, Suite 1401
Boston, MA, 02110