Form D · Hedge Fund

COVENANT TOTAL RETURN FUND, L.P.

Oklahoma City, OK · CIK 0001428056

Offering snapshot reported Oct 15, 2013 · SEC filing

Reported sold
$146M
Offering amount: $500M
Investors reported
82
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$73.2M$146MAug 11, 2009: $46,540,000.00Aug 11, 2009Aug 11, 2010: $61,760,397.00Aug 11, 2010Jan 13, 2012: $61,760,397.00Jan 13, 2012Oct 11, 2012: $142,375,608.00Oct 11, 2012Oct 15, 2013: $146,310,608.00Oct 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$142,375,608 → $146,310,608
  • Reported investors81 → 82

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 15, 2013Amendment$146,310,608$3,935,000vs Oct 11, 201282SEC filing
Oct 11, 2012Amendment$142,375,608$80,615,211vs Jan 13, 201281SEC filing
Jan 13, 2012Amendment$61,760,397$0vs Aug 11, 2010104SEC filing
Aug 11, 2010Amendment$61,760,397$15,220,397vs Aug 11, 2009104SEC filing
Aug 11, 2009Amendment$46,540,000No comparison86SEC filing
Feb 20, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-115131
Limited partner interests

Source: Form D, filed Oct 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COVENANT TOTAL RETURN FUND, LP

Investment adviser: CFS, LLC

Gross asset value
$60.6M
Beneficial owners
59
ADV minimum commitment
$500K

Reported in Form ADV on Feb 10, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES, INC. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFMAN, ROSSIN & CO, P.A. MIAMI, Florida, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 875525 · Feb 10, 2015 · Schedule D 7.B.(1), fund 805-5540868116

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Covenant Financial Services, Llc Executive
Stephen R. Hartman Executive
Stephen E. Shafer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
210 Park Avenue, Suite 3000
Oklahoma City, OK, 73102