Form D · Other Health Care

COVENANT SURGICAL PARTNERS INC

Nashville, TN · CIK 0001439789

Offering snapshot reported Jan 16, 2014 · SEC filing

Reported sold
$18.4M
Offering amount: $18.4M
Investors reported
97
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.2M$18.4MJul 15, 2010: $0.00Jul 15, 2010Jan 16, 2014: $18,405,751.00Jan 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$0 → $18,405,751
  • Reported investors0 → 97

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2014Amendment$18,405,751$18,405,751vs Jul 15, 201097SEC filing
Jan 10, 2014Initial$1,630,282No comparison5SEC filing
Jan 10, 2014Initial$8,600,000No comparison23SEC filing
Jan 10, 2014Initial$1,030,375No comparison1SEC filing
Oct 4, 2013Amendment$5,000,000$2,000,000vs Jun 10, 2013123SEC filing
Oct 4, 2013Initial$2,368,734No comparison5SEC filing
Jun 10, 2013Initial$3,000,000No comparison108SEC filing
Jun 7, 2013Initial$630,000No comparison6SEC filing
Feb 5, 2013Initial$35,000,000No comparison11SEC filing
Feb 5, 2013Initial$8,112,660No comparison7SEC filing
Nov 2, 2012Initial$1,183,812No comparison2SEC filing
Sep 10, 2012Initial$3,328,976No comparison2SEC filing
May 22, 2012Initial$1,936,412No comparison1SEC filing
Dec 27, 2011Initial$359,947No comparison1SEC filing
Aug 18, 2011Initial$1,837,161No comparison4SEC filing
Apr 14, 2011Initial$890,770No comparison1SEC filing
Oct 12, 2010Initial$705,132No comparison2SEC filing
Jul 15, 2010Initial$0No comparison0SEC filing
Jul 7, 2010Initial$953,181No comparison1SEC filing
Mar 4, 2010Initial$954,909No comparison8SEC filing
Jan 14, 2010Initial$868,253No comparison1SEC filing
Nov 12, 2009Initial$360,294No comparison1SEC filing
Aug 14, 2009InitialYet to sellNo comparison0SEC filing
Jul 8, 2009Initial$871,546No comparison1SEC filing
Mar 27, 2009Initial$450,600No comparisonNot reportedSEC filing
Jan 12, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Nov 7, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 9, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.29M
Finders' fees
$0
Form D file number
021-145070
Iroquois Capital Advisors, LLC received distribution commissions in the amount of 7% ($0.945 per share) of the amount sold. Watermark Advisors, LLC received distribution commissions in the amount of 3% ($0.405 per share) of the amount sold.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Iroquois Capital Advisors, LLC145235
Watermark Advisors, LLC127819

Source: Form D, filed Jan 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Frank Barefield Director
Lucius E. Burch Iii Director
F. T. Chong Director
Scott M. Gallin Director
Marnix E. Heersink Director, Executive
David Holst Executive
Richard K. Jacques Director, Executive
John F. Jacques Director
Jack F. King Executive
Jack F. King, Jr. Executive
Michael A. Koban Director, Executive
Keith W. Pennell Director
Morton A. Pierce Director
D. Whitcomb Polley Executive
Brian C. Tilley Director
James E. Vann Director
Barry D. Wesson Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
401 Commerce Street Suite 600
Nashville, TN, 37219