Form D · Hedge Fund

COVENANT OPPORTUNITY CAPITAL FUND, L.P.

Oklahoma City, OK · CIK 0001450593

Offering snapshot reported Oct 14, 2014 · SEC filing

Reported sold
$22.1M
Offering amount: $500M
Investors reported
50
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.1M$22.1MNov 14, 2008Nov 23, 2009: $12,485,292.00Nov 23, 2009Jan 13, 2012: $11,194,042.00Jan 13, 2012Oct 11, 2012: $20,965,044.00Oct 15, 2013: $21,594,219.00Oct 14, 2014: $22,145,754.00Oct 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,594,219 → $22,145,754
  • Reported investors49 → 50

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2014Amendment$22,145,754$551,535vs Oct 15, 201350SEC filing
Oct 15, 2013Amendment$21,594,219$629,175vs Oct 11, 201249SEC filing
Oct 11, 2012Amendment$20,965,044$9,771,002vs Jan 13, 201246SEC filing
Jan 13, 2012Amendment$11,194,042-$1,291,250vs Nov 23, 200948SEC filing
Nov 23, 2009Amendment$12,485,292No comparison48SEC filing
Nov 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-124493
Limited Partner Interests

Source: Form D, filed Oct 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COVENANT OPPORTUNITY CAPITAL FUND, LP

Investment adviser: CFS, LLC

Gross asset value
$2.33M
Beneficial owners
37
ADV minimum commitment
$500K

Reported in Form ADV on Aug 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFMAN, ROSSIN & CO., P.A. MIAMI, Florida, United States
Custodian J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1034095 · Aug 10, 2016 · Schedule D 7.B.(1), fund 805-9931263950

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Covenant Financial Services, Llc Executive
Stephen R. Hartman Executive
Stephen E. Shafer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
210 Park Avenue, Suite 3000
Oklahoma City, OK, 73102