Form D · Hedge Fund

Covenant Income Appreciation Fund, L.P.

Oklahoma City, OK · CIK 0001470094

Offering snapshot reported Oct 14, 2014 · SEC filing

Reported sold: $60.3M
Investors reported: 117
Minimum accepted: $500K
First sale: Sep 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$49,499,079 → $60,319,029
Reported investors89 → 117

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 14, 2014	Amendment	$60,319,029	$10,819,950vs Oct 15, 2013	117	SEC filing
Oct 15, 2013	Amendment	$49,499,079	$5,249,992vs Oct 11, 2012	89	SEC filing
Oct 11, 2012	Amendment	$44,249,087	$260,000vs Jun 25, 2012	84	SEC filing
Jun 25, 2012	Amendment	$43,989,087	No comparison	84	SEC filing
Aug 11, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-133531

Limited Partner Interests

Source: Form D, filed Oct 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COVENANT INCOME APPRECIATION FUND, LP

Investment adviser: CFS, LLC

Gross asset value: $5.27M
Beneficial owners: 76
ADV minimum commitment: $500K

Reported in Form ADV on Aug 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KAUFMAN, ROSSIN & CO., P.A. MIAMI, Florida, United States

Custodian J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1034095 · Aug 10, 2016 · Schedule D 7.B.(1), fund 805-9767828782

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Covenant Financial Services, Llc	Executive
Stephen R. Hartman	Executive
Stephen E. Shafer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

210 Park Avenue, Suite 3000
Oklahoma City, OK, 73102