Form D · Hedge Fund

Covenant Global Alpha Fund, Ltd.

Boston, MA · CIK 0001513815

Offering snapshot reported Mar 17, 2014 · SEC filing

Reported sold: $24.6M
Investors reported: 40
Minimum accepted: $1M
First sale: Mar 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$23,087,950 → $24,581,793

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 17, 2014	Amendment	$24,581,793	$1,493,843vs Mar 1, 2013	40	SEC filing
Mar 1, 2013	Amendment	$23,087,950	No comparison	40	SEC filing
Mar 2, 2012	Amendment	Yet to sell	No comparison	0	SEC filing
Feb 28, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-155919

Shares

Source: Form D, filed Mar 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COVENANT GLOBAL ALPHA FUND, LTD.

Investment adviser: CFS, LLC

Gross asset value: $14.3M
Beneficial owners: 76
ADV minimum commitment: $1M

Reported in Form ADV on Aug 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KAUFMAN ROSSIN & CO., P.A. MIAMI, Florida, United States

Custodian J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC HOUSTON, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1034095 · Aug 10, 2016 · Schedule D 7.B.(1), fund 805-4593640417

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ronan Guilfoyle	Director
Roger H. Hanson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Citi Hedge Fund Services, Inc. 100 Summer Street, Suite 1401
Boston, MA, 02110