Form D · Private Equity Fund

COURAGE CREDIT OPPORTUNITIES ONSHORE FUND III, L.P.

Wilmington, DE · CIK 0001594055

Offering snapshot reported Dec 2, 2016 · SEC filing

Reported sold: $54M
Investors reported: 57
Minimum accepted: $1M
First sale: Nov 15, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$39,187,500 → $53,972,500
Reported investors29 → 57

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 2, 2016	Amendment	$53,972,500	$14,785,000vs Feb 9, 2016	57	SEC filing
Feb 9, 2016	Amendment	$39,187,500	$11,400,000vs Dec 23, 2014	29	SEC filing
Dec 23, 2014	Amendment	$27,787,500	$1,287,500vs Dec 30, 2013	25	SEC filing
Dec 30, 2013	Amendment	$26,500,000	$0vs Dec 13, 2013	15	SEC filing
Dec 13, 2013	Initial	$26,500,000	No comparison	15	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-207925

The entities/individuals listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
North Creek Butler	114242
EDGELINE CAPITAL, LLC.	152774
RICHARD A. GREENMAN	229169	Wilson Parker Connally Stephenson, Inc. · CRD 16505

Source: Form D, filed Dec 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COURAGE CREDIT OPPORTUNITIES ONSHORE FUND III, LP

Investment adviser: COURAGE CAPITAL MANAGEMENT, LLC

Gross asset value: $1.21M
Beneficial owners: 62
ADV minimum commitment: $1M

Reported in Form ADV on Dec 8, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP COLUMBUS, Ohio, United States

Custodian M & T BANK WILMINGTON, Delaware, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian PINNACLE FINANCIAL PARTNERS NASHVILLE, Tennessee, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1693476 · Dec 8, 2022 · Schedule D 7.B.(1), fund 805-8934357192

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Courage Investments Inc.	Promoter
Don Mc Lamb	Director, Executive
David Sampsell	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1105 North Market Street Suite 604
Wilmington, DE, 19801