Form D · Hedge Fund

Courage Credit Opportunities Fund II, L.P.

Wilmington, DE · CIK 0001486440

Offering snapshot reported Feb 3, 2012 · SEC filing

Reported sold
$112M
Offering amount: $112M
Investors reported
73
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Mar 4, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.8M$112MMar 10, 2010: $70,660,000.00Mar 10, 2010Feb 3, 2012: $111,635,000.00Feb 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$70,660,000 → $111,635,000
  • Reported investors43 → 73

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 3, 2012Amendment$111,635,000$40,975,000vs Mar 10, 201073SEC filing
Mar 10, 2010Initial$70,660,000No comparison43SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-139426
The entities listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
RICHARD A. GREENMAN229169GREENMAN PARKER CONNALLY GREENMAN INCORPORATED · CRD 16505
MORGAN KEEGAN & COMPANY, INC.4161

Source: Form D, filed Feb 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COURAGE CREDIT OPPORTUNITIES FUND II, LP

Investment adviser: COURAGE CAPITAL MANAGEMENT, LLC

Gross asset value
$246K
Beneficial owners
88
ADV minimum commitment
$2M

Reported in Form ADV on Jun 7, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP COLUMBUS, Ohio, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1328406 · Jun 7, 2019 · Schedule D 7.B.(1), fund 805-6368587666

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Donald R Mc Lamb Executive
David F Sampsell Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1105 North Market Street Suite 604
Wilmington, DE, 19801