Form D · Venture Capital Fund

Costanoa Ventures III, L.P.

Palo Alto, CA · CIK 0001707931

Offering snapshot reported Jun 7, 2017 · SEC filing

Reported sold
Yet to sell
Offering amount: $175M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 7, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-288247
Northland Securities, Inc. ("Agent") is entitled to a cash fee equal to a percentage of the capital commitments made to the Issuer by investors introduced by Agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Northland Securities, Inc.40258Northland Securities, Inc. · CRD 40258

Source: Form D, filed Jun 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COSTANOA VENTURES III, L.P.

Investment adviser: COSTANOA VENTURE CAPITAL MANAGEMENT, LLC

Gross asset value
$590M
Beneficial owners
89
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian FIRST CITIZENS BANK AND TRUST CO. (FORMERLY SILICON VALLEY BANK) RALEIGH, North Carolina, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

FIRST CITIZENS BANK AND TRUST CO. (FORMERLY SILICON VALLEY BANK)
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2068456 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-2606664436

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Costanoa Venture Partners Iii, Llc Director
Gregory P. Sands Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
160 Forest Avenue
Palo Alto, CA, 94301