Form D · Hedge Fund

Corre Opportunities Fund, LP

New York, NY · CIK 0001468086

Offering snapshot reported Oct 25, 2017 · SEC filing

Reported sold
$77.1M
Indefinite offering
Investors reported
93
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.6M$77.1MOct 25, 2013: $61,250,048.00Oct 25, 2013Oct 27, 2014: $71,805,048.00Oct 27, 2014Oct 28, 2015: $73,910,182.00Oct 28, 2015Oct 28, 2016: $76,215,682.00Oct 28, 2016Oct 25, 2017: $77,110,682.00Oct 25, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$76,215,682 → $77,110,682
  • Reported investors87 → 93

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2017Amendment$77,110,682$895,000vs Oct 28, 201693SEC filing
Oct 28, 2016Amendment$76,215,682$2,305,500vs Oct 28, 201587SEC filing
Oct 28, 2015Amendment$73,910,182$2,105,134vs Oct 27, 201486SEC filing
Oct 27, 2014Amendment$71,805,048$10,555,000vs Oct 25, 201381SEC filing
Oct 25, 2013Initial$61,250,048No comparison70SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-205250

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneTrump Securities, LLC · CRD 47107

Source: Form D, filed Oct 25, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CORRE OPPORTUNITIES FUND, LP

Investment adviser: CORRE PARTNERS MANAGEMENT, LLC

Gross asset value
$33.7M
Beneficial owners
53
ADV minimum commitment
$250K

Reported in Form ADV on Mar 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer HAMILTON MILLER INVESTMENTS, LLC CENTENNIAL, Colorado, United States Related to adviser: No
Marketer KJM SECURITIES, INC. BRONXVILLE, New York, United States Related to adviser: No
Marketer SPOONHILL ASSET MANAGEMENT INC. COHASSET, Massachusetts, United States Related to adviser: No
Marketer TRUMP SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

KJM SECURITIES, INC.
CRD 20277 · SEC 8-38066

SPOONHILL ASSET MANAGEMENT INC.
CRD 122377 · SEC 8-65495

TRUMP SECURITIES, LLC
CRD 47107 · SEC 8-51667

BTIG, LLC
CRD 122225 · SEC 8-65473

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1176815 · Mar 27, 2018 · Schedule D 7.B.(1), fund 805-5857382975

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Barrett Executive, Promoter
Corre Partners Advisors, Llc Executive
Corre Partners Management, Llc Executive
Eric Soderlund Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12 East 49 Th Street Suite 4003
New York, NY, 10017