Form D · Other Investment Fund

MacKay Cornerstone US Equity Market Neutral Fund, LP

New York, NY · CIK 0001510983

Offering snapshot reported Aug 1, 2017 · SEC filing

Reported sold: $32.8M
Investors reported: 5
Minimum accepted: $500K
First sale: Jan 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$1,000,000 → $500,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 1, 2017	Amendment	$32,815,540	$0vs Aug 17, 2016	5	SEC filing
Aug 17, 2016	Amendment	$32,815,540	$30,315,540vs Jul 1, 2011	5	SEC filing
Jun 24, 2015	Amendment	$32,815,540	$30,315,540vs Jul 1, 2011	5	SEC filing
Jun 26, 2014	Amendment	$32,815,342	$30,315,342vs Jul 1, 2011	5	SEC filing
Jun 28, 2013	Amendment	$32,815,342	$30,315,342vs Jul 1, 2011	5	SEC filing
Jun 27, 2012	Amendment	$4,500,000	$2,000,000vs Jul 1, 2011	4	SEC filing
Jan 25, 2012	Amendment	$4,500,000	$2,000,000vs Jul 1, 2011	4	SEC filing
Jul 1, 2011	Initial	$2,500,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $250K (estimated)
Finders' fees: $0
Form D file number: 021-162196

The number of investors and amount sold include investors and sales from prior to the restructuring.

Limited Partnership Interests

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
NYLIFE Distributors LLC	35350

Source: Form D, filed Aug 1, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACKAY CORNERSTONE US EQUITY MARKET NEUTRAL FUND LP

Investment adviser: MACKAY SHIELDS LLC

Gross asset value: $65.4K
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Nov 3, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States Related to adviser: No

Marketer NYLIFE DISTRIBUTORS LLC JERSEY CITY, New Jersey, United States Related to adviser: Yes

Prime broker BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655

Filing source

Form ADV 1575537 · Nov 3, 2021 · Schedule D 7.B.(1), fund 805-7319457608

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Herman Abdul	Executive
N/A Cornerstone Capital Management Holdings Llc	Executive
N/A Cornerstone Capital Management, Inc.	Promoter
Loren R. Kix	Executive
N/A Mac Kay Shields, Llc	Promoter
N/A Mac Kay Shields Us Equity Market Neutral Fund Gp Llc	Executive
Lucille Protas	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1345 Avenue Of The Americas 43rd Floor
New York, NY, 10105