Form D · Biotechnology
Corino Therapeutics, Inc.
New York, NY · CIK 0001703341
Offering snapshot reported Apr 27, 2017 · SEC filing
- Reported sold
- $3.47M Offering amount: $5M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 13, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 27, 2017 | Initial | $3,474,000 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $208K
- Finders' fees
- $0
- Form D file number
- 021-285612
In addition to the cash commission above, Issuer also issued warrants to purchase a number of shares of Issuer's Common Stock equal to 5% of the aggregate amount of shares into which the Notes sold in the offering eventually are convertible.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Castle Hill Capital Partners, Inc. | 44131 | Castle Hill Capital Partners, Inc. · CRD 44131 |
| ROTH Capital Partners | 15407 | ROTH Capital Partners · CRD 15407 |
Source: Form D, filed Apr 27, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Barber | Director |
| Daniel Di Pietro | Director, Executive |
| Timothy Mc Inerney | Director |
| Jay Moorin | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
Peter Barber 57 West 57 Th Street 18 Th Floor
New York, NY, 10019
New York, NY, 10019