Form D · Hedge Fund

Core Plus Fixed Income Series of the Hartford Institutional Trust

Hartford, CT · CIK 0001326506

Offering snapshot reported Mar 15, 2013 · SEC filing

Reported sold
$228M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 11, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$116M$231MMar 12, 2009: $220,932,405.00Mar 12, 2009Mar 10, 2010: $226,940,252.00Mar 10, 2010Mar 11, 2011: $231,057,277.00Mar 11, 2011Mar 9, 2012: $141,905,882.00Mar 9, 2012Mar 15, 2013: $228,362,516.00Mar 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$141,905,882 → $228,362,516
  • Reported investors13 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2013Amendment$228,362,516$86,456,634vs Mar 9, 201221SEC filing
Mar 9, 2012Amendment$141,905,882-$89,151,395vs Mar 11, 201113SEC filing
Mar 11, 2011Amendment$231,057,277$4,117,025vs Mar 10, 201023SEC filing
Mar 10, 2010Amendment$226,940,252$6,007,847vs Mar 12, 200923SEC filing
Mar 12, 2009Amendment$220,932,405No comparisonNot reportedSEC filing
May 3, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-76816

Source: Form D, filed Mar 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARTFORD INSTITUTIONAL TRUST CORE PLUS FIXED INCOME SERIES

Investment adviser: HARTFORD INVESTMENT MANAGEMENT COMPANY

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on Sep 19, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON TRUST OF DELAWARE GREENVILLE, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON GREENVILLE, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 845668 · Sep 19, 2014 · Schedule D 7.B.(1), fund 805-7083175975

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bny Mellon Trust Of Delaware Executive
John Brown Executive
William H. Davison Executive
Tracy Eccles Executive
Erica Evans Executive
Michael Gray Executive
N/A Hartford Investment Management Company Executive
Joseph Portera Executive
Marianne Stearns Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hartford Investment Management Company One Hartford Plaza
Hartford, CT, 06155