Form D · Hedge Fund

CORE OPPORTUNISTIC EQUITY FUND LLC

New York, NY · CIK 0001437583

Offering snapshot reported May 21, 2012 · SEC filing

Reported sold
$97.5M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$48.7M$97.5MJun 11, 2008Jul 23, 2009: $46,074,996.00Jul 23, 2009Mar 3, 2011: $90,665,643.00Mar 3, 2011May 20, 2011: $96,554,129.00May 21, 2012: $97,499,129.00May 21, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$96,554,129 → $97,499,129
  • Reported investors19 → 21
  • Minimum accepted$10,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 21, 2012Amendment$97,499,129$945,000vs May 20, 201121SEC filing
May 20, 2011Amendment$96,554,129$5,888,486vs Mar 3, 201119SEC filing
Mar 3, 2011Amendment$90,665,643$44,590,647vs Jul 23, 200918SEC filing
Jul 23, 2009Amendment$46,074,996No comparison11SEC filing
Jun 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.22M (estimated)
Finders' fees
$0
Form D file number
021-119174
Estimated maximum aggregate sales commission to be paid to the selling agents. The sales commission to be deducted from the subscription amount varies from 0.55% to 1.25% based on the investor's cumulative investment under management and tiered.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed May 21, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Justin C Ferri Director, Executive
Thomas Lee Executive
N/A Merrill Lynch Alternative Investments Llc Promoter
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Promoter
Deann D Morgan Director, Executive
Paul Morton Executive
Colleen R Rusch Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 World Financial Center 250 Vesey Street, 10th Floor
New York, NY, 10080