Form D · Hedge Fund

Core Fixed Income Series of the Hartford Institutional Trust

Hartford, CT · CIK 0001207900

Offering snapshot reported Mar 15, 2013 · SEC filing

Reported sold
$91M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 8, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$104M$207MMar 11, 2011: $98,135,614.00Mar 11, 2011Mar 9, 2012: $207,102,753.00Mar 9, 2012Mar 15, 2013: $91,046,832.00Mar 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$207,102,753 → $91,046,832
  • Reported investors7 → 8

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2013Amendment$91,046,832-$116,055,921vs Mar 9, 20128SEC filing
Mar 9, 2012Amendment$207,102,753$108,967,139vs Mar 11, 20117SEC filing
Mar 11, 2011Initial$98,135,614No comparison11SEC filing
Mar 10, 2010Amendment$98,135,614$22,285,547vs Mar 12, 200911SEC filing
Mar 12, 2009Amendment$75,850,067No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156579

Source: Form D, filed Mar 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARTFORD INSTITUTIONAL TRUST CORE PLUS UNIVERSAL SERIES

Investment adviser: HARTFORD INVESTMENT MANAGEMENT COMPANY

Gross asset value
$230M
Beneficial owners
7
ADV minimum commitment
$5M

Reported in Form ADV on Nov 19, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON TRUST OF DELAWARE GREENVILLE, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON GREENVILLE, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 767087 · Nov 19, 2013 · Schedule D 7.B.(1), fund 805-7604595229

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bny Mellon Trust Of Delaware Executive
John Brown Executive
William H. Davison Executive
Tracy Eccles Executive
Erica Evans Executive
Michael Gray Executive
N/A Hartford Investment Management Company Executive
Joseph Portera Executive
Marianne Stearns Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hartford Investment Management Company One Hartford Plaza
Hartford, CT, 06155