Form D · Hedge Fund

CORE FIXED INCOME FUND LLC

225 Liberty Street, 7th Floor, NY · CIK 0001435677

Offering snapshot reported May 20, 2010 · SEC filing

Reported sold
$199M
Indefinite offering
Investors reported
37
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$99.7M$199MMay 19, 2009: $151,647,738.00May 19, 2009May 20, 2010: $199,384,249.00May 20, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$151,647,738 → $199,384,249

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 20, 2010Amendment$199,384,249$47,736,511vs May 19, 200937SEC filing
May 19, 2009Amendment$151,647,738No comparisonNot reportedSEC filing
May 16, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.49M (estimated)
Finders' fees
$0
Form D file number
021-118413
The amount of sales commission to be deducted from the investor's subscription amount varies from 0.55% to 1.25% based on the investor's cumulative investment under management and tiered at different asset levels.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed May 20, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Justin C. Ferri Director, Executive
Thomas W. Lee Director, Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Promoter
Deann D. Morgan Director, Executive
Paul Morton Director, Executive
Colleen R. Rusch Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Merrill Lynch Alternative Invest Llc 2 World Financial Center
225 Liberty Street, 7th Floor, NY, 10281