Form D · Other Investment Fund

Copper Rock Small Cap Growth Collective Trust

Boston, MA · CIK 0001404474

Offering snapshot reported Feb 24, 2012 · SEC filing

Reported sold
$180M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 25, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$89.8M$180MFeb 25, 2010: $161,739,661.00Feb 25, 2010Feb 24, 2011: $170,624,559.00Feb 24, 2011Feb 24, 2012: $179,638,266.00Feb 24, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$170,624,559 → $179,638,266

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 24, 2012Amendment$179,638,266$9,013,707vs Feb 24, 20112SEC filing
Feb 24, 2011Amendment$170,624,559$8,884,898vs Feb 25, 20102SEC filing
Feb 25, 2010Amendment$161,739,661No comparison2SEC filing
Jun 19, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.11
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-104992
Aggregate sales amount is $179,638,266.46
Collective investment trust interests

Source: Form D, filed Feb 24, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Dillon Executive
Linda T. Gibson Director
Joan R. Gulinello Executive
Mary J. Kirby Director
Karen F. Kupferberg Director
Vincent Manning Executive
Eric L. Marhoun Director
Robert D. Mc Dorman, Jr. Director
Kathy Nicholl Executive
N/A Old Mutual Asset Management Trust Co Promoter
Robert Patterson Director
Ruth E. Paul Executive
Peter L. Rollins Director
Stephen T. Scott Director
David H. Smith Director
Virginia M. Turner Executive
Thomas M. Turpin Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor
Boston, MA, 02116