Form D · Other Investment Fund

Copper Rock Emerging Markets Small Cap Equity Fund

Boston, MA · CIK 0001605796

Offering snapshot reported Mar 31, 2020 · SEC filing

Reported sold
$14.3M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.13M$14.3MApr 16, 2014: $5,000,000.00Apr 16, 2014Apr 20, 2015: $5,800,000.00Apr 19, 2016: $5,875,000.00Apr 13, 2017: $5,875,000.00Apr 13, 2018: $8,372,777.00Apr 12, 2019: $14,155,586.00Mar 31, 2020: $14,264,181.00Mar 31, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,155,586 → $14,264,181

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 31, 2020Amendment$14,264,181$108,595vs Apr 12, 201910SEC filing
Apr 12, 2019Amendment$14,155,586$9,155,586vs Apr 16, 201410SEC filing
Apr 13, 2018Amendment$8,372,777$2,497,777vs Apr 13, 201710SEC filing
Apr 13, 2017Amendment$5,875,000$0vs Apr 19, 20169SEC filing
Apr 19, 2016Amendment$5,875,000$75,000vs Apr 20, 20159SEC filing
Apr 20, 2015Amendment$5,800,000$800,000vs Apr 16, 20146SEC filing
Apr 16, 2014Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-215749

Source: Form D, filed Mar 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen H. Belgrad Director, Executive
Daniel Mahoney Executive
Thomas M. Mc Lain Executive
Suren J. Rana Director
Aidan J. Riordan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Bright Sphere Fund Management Company 200 Clarendon St., 53 Rd Floor
Boston, MA, 02116