Form D · Hedge Fund

Convergent US Fund LP

Santa Monica, CA · CIK 0001424774

Offering snapshot reported Jan 16, 2015 · SEC filing

Reported sold
$11.5M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.75M$11.5MFeb 2, 2010: $1,420,000.00Feb 2, 2010Feb 24, 2011: $1,420,000.00Feb 24, 2011Jan 4, 2012: $1,420,000.00Jan 4, 2012Jan 2, 2013: $1,420,000.00Jan 2, 2013Jan 3, 2014: $10,600,000.00Jan 3, 2014Jan 16, 2015: $11,500,000.00Jan 16, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,600,000 → $11,500,000
  • Reported investors38 → 35

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2015Amendment$11,500,000$900,000vs Jan 3, 201435SEC filing
Jan 3, 2014Amendment$10,600,000$9,180,000vs Jan 2, 201338SEC filing
Jan 2, 2013Amendment$1,420,000$0vs Jan 4, 20125SEC filing
Jan 4, 2012Amendment$1,420,000$0vs Feb 24, 20115SEC filing
Feb 24, 2011Amendment$1,420,000$0vs Feb 2, 20105SEC filing
Feb 2, 2010Initial$1,420,000No comparison5SEC filing
Jan 22, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1, 3C
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-113750
Rounded figure.

Source: Form D, filed Jan 16, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

1937 LP

Investment adviser: DALTON INVESTMENTS LLC

Gross asset value
$52M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Apr 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1537822 · Apr 30, 2021 · Schedule D 7.B.(1), fund 805-4944289922

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gifford Combs Promoter
Persky Financial Management Inc. Promoter
Dalton Investments Llc Executive, Promoter
Belita Ong Promoter
Steven D. Persky Promoter
James B Rosenwald Director
James B. Rosenwald Iii Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dalton Investments Llc 1601 Cloverfield Blvd., Suite 5050 N
Santa Monica, CA, 90404