Form D · Manufacturing
Control 3 Common Investors, LLC
Charlotte, NC · CIK 0001523314
Offering snapshot reported Jun 28, 2011 · SEC filing
- Reported sold
- $12.5M Offering amount: $12.5M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $34.6K Reported outside-investor minimum
- First sale
- Jun 3, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 28, 2011 | Initial | $12,500,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-161986
Source: Form D, filed Jun 28, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CONTROL 3 COMMON INVESTORS, LLC
Investment adviser: SPP MANAGEMENT SERVICES, LLC
- Gross asset value
- $23.8M
- Beneficial owners
- 8
- ADV minimum commitment
- $500K
Reported in Form ADV on Mar 25, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 873252 · Mar 25, 2015 · Schedule D 7.B.(1), fund 805-9275056168
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert G. Calton Iii | Director |
| James L. Johnson, Jr. | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:Charlotte, NC, 28204