Form D · Hedge Fund

CONTINENTAL OPPORTUNITIES FUND, LP

Chicago, IL · CIK 0001487620

Offering snapshot reported Apr 11, 2017 · SEC filing

Reported sold
$22.6M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.3M$22.6MApr 12, 2010: $1,650,000.00Apr 12, 2010Apr 12, 2010: $1,650,000.00Apr 14, 2011: $12,411,655.00Apr 18, 2012: $13,149,155.00May 1, 2013: $13,312,976.00Apr 30, 2014: $18,703,138.00Aug 26, 2014: $19,061,943.00Apr 24, 2015: $19,661,943.00Apr 11, 2016: $20,184,744.00Apr 11, 2017: $22,638,005.00Apr 11, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,184,744 → $22,638,005
  • Reported investors30 → 32

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2017Amendment$22,638,005$2,453,261vs Apr 11, 201632SEC filing
Apr 11, 2016Amendment$20,184,744$522,801vs Apr 24, 201530SEC filing
Apr 24, 2015Amendment$19,661,943$600,000vs Aug 26, 201429SEC filing
Aug 26, 2014Amendment$19,061,943$358,805vs Apr 30, 201429SEC filing
Apr 30, 2014Amendment$18,703,138$5,390,162vs May 1, 201329SEC filing
May 1, 2013Amendment$13,312,976$163,821vs Apr 18, 201218SEC filing
Apr 18, 2012Amendment$13,149,155$737,500vs Apr 14, 201112SEC filing
Apr 14, 2011Amendment$12,411,655$10,761,655vs Apr 12, 201010SEC filing
Apr 12, 2010Amendment$1,650,000$0vs Apr 12, 20106SEC filing
Apr 12, 2010Initial$1,650,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$35K (estimated)
Finders' fees
$0
Form D file number
021-140432
Advisor pays a portion of its fees, which may vary from time to time, to the selling agents.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HIGHTOWER SECURITES LLC116681

Source: Form D, filed Apr 11, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONTINENTAL OPPORTUNITIES FUND, LP

Investment adviser: CONTINENTAL ADVISORS LLC

Gross asset value
$54M
Beneficial owners
31
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION NAPERVILLE, Illinois, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1102310 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-9949837848

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John N. Burrello Executive
David G. O'neill Executive
John B. Patience Executive
David P. Purcell Executive
Paul M. Purcell Executive
Gregory A. Ramenofsky Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
227 West Monroe Street Suite 5050
Chicago, IL, 60606