Form D · Other Investment Fund

Context ICG Investors LLC

Los Angeles, CA · CIK 0001655113

Offering snapshot reported Mar 5, 2018 · SEC filing

Reported sold
$86.5M
Offering amount: $86.5M
Investors reported
60
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 11, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$43.3M$86.5MOct 13, 2015: $50,250,000.00Oct 13, 2015Sep 27, 2016: $85,000,000.00Sep 27, 2016Mar 21, 2017: $86,500,000.00Mar 21, 2017Mar 5, 2018: $86,500,000.00Mar 5, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2018Amendment$86,500,000$0vs Mar 21, 201760SEC filing
Mar 21, 2017Amendment$86,500,000$1,500,000vs Sep 27, 201660SEC filing
Sep 27, 2016Amendment$85,000,000$34,750,000vs Oct 13, 201560SEC filing
Oct 13, 2015Initial$50,250,000No comparison31SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-249162

Source: Form D, filed Mar 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONTEXT ICG INVESTORS, LLC

Investment adviser: ICG ADVISORS, LLC

Gross asset value
$73M
Beneficial owners
62
ADV minimum commitment
$101K

Reported in Form ADV on Apr 12, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP LOS ANGELES, California, United States
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

Filing source

Form ADV 1208841 · Apr 12, 2018 · Schedule D 7.B.(1), fund 805-9698471919

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Jeffrey Assaf Executive
Jonathan H. Blenner Executive
Robert B. Edelstein Executive
N/A Icg Advisors, Llc Executive
Allison Petchenick Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11111 Santa Monica Boulevard Suite 2100
Los Angeles, CA, 90025