Form D · Hedge Fund

Constellation Strategic Opportunity Fund LP

New York, NY · CIK 0001510073

Offering snapshot reported Jan 27, 2014 · SEC filing

Reported sold: $10.3M
Investors reported: 16
Minimum accepted: $1M
First sale: Jan 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 27, 2014	Amendment	$10,300,000	$0vs Jan 30, 2013	16	SEC filing
Jan 30, 2013	Amendment	$10,300,000	$0vs Jan 30, 2012	16	SEC filing
Jan 30, 2012	Amendment	$10,300,000	$4,900,000vs Jan 14, 2011	16	SEC filing
Jan 14, 2011	Initial	$5,400,000	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-153735

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Paul Eric Tramontano	1248719	Constellation Wealth Advisors LLC · CRD 142502
Sam Katzman	4170384	Constellation Wealth Advisors LLC · CRD 142502

Source: Form D, filed Jan 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONSTELLATION STRATEGIC OPPORTUNITY FUND LP

Investment adviser: CONSTELLATION WEALTH ADVISORS LLC

Gross asset value: $14.1M
Beneficial owners: 14
ADV minimum commitment: $1M

Reported in Form ADV on Jan 14, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONCEPTONE, LLC GARDEN CITY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FULVIO & ASSOCIATES, L.L.P. NEW YORK, New York, United States

Custodian JP MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker JP MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 866750 · Jan 14, 2015 · Schedule D 7.B.(1), fund 805-7020409387

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jon Goldstein	Executive
Sam Katzman	Executive
Paul Tramontano	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Constellation Strategic Partners, Ll 505 Fifth Avenue, 19 Th Floor
New York, NY, 10017