Form D · Other Investment Fund
Connor Preferred Debt Fund, LLC
Miamisburg, OH · CIK 0001719981
Offering snapshot reported Feb 23, 2018 · SEC filing
- Reported sold
- $11.3M Offering amount: $100M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 16, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 23, 2018 | Initial | $11,315,000 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-306300
Ross, Sinclaire & Associates, LLC will receive a success fee of 4% of gross proceeds from the sale of securities to investors identified by RSA, and other compliance and consulting fees for services to the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Various | None | Ross, Sinclaire & Associates, LLC · CRD 25440 |
Source: Form D, filed Feb 23, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THE CONNOR PREFERRED DEBT FUND, LLC
Investment adviser: MT. RAINIER GROUP, LLC
- Gross asset value
- $55.4M
- Beneficial owners
- 95
- ADV minimum commitment
- $500K
Reported in Form ADV on Feb 6, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
CLARK, SCHAEFER, HACKETT
PCAOB 539
FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293
Filing source
Form ADV 1362569 · Feb 6, 2020 · Schedule D 7.B.(1), fund 805-2442638071
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence S. Connor | Executive |
| Robert Holzapfel | Executive |
| Alexander N. Terauds | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Miamisburg, OH, 45342