Form D · Other Banking and Financial Services
Connor Group Debt Fund IV, LLC
Centerville, OH · CIK 0001567219
Offering snapshot reported Feb 20, 2013 · SEC filing
- Reported sold
- Yet to sell Offering amount: $20M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 20, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-192085
Ross, Sinclaire & Associates, LLC will receive a success fee of 4% of gross proceeds from sale of securities to investors identified by RSA, and other compliance and consulting fees for services to the Issuer and The Connor Group Real Estate Fund XI.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Various | None | Ross, Sinclaire & Associates, LLC · CRD 25440 |
Source: Form D, filed Feb 20, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence S. Connor | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
6485 Centerville Business Parkway
Centerville, OH, 45459
Centerville, OH, 45459