Form D · Commercial Banking
ConnectOne Bancorp, Inc.
Englewood Cliffs, NJ · CIK 0000712771
Offering snapshot reported Jul 13, 2015 · SEC filing
- Reported sold
- $50M Offering amount: $50M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jun 30, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 13, 2015 | Initial | $50,000,000 | No comparison | 13 | SEC filing |
| Jul 18, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $688K
- Finders' fees
- $0
- Form D file number
- 021-243553
$412,500 of the sales commission to Raymond James & Associates, Inc. $275,000 of the sales commission to Keefe Bruyette & Woods, Inc.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James & Associates, Inc. | 705 | |
| Keefe Bruyette & Woods, Inc. | 481 |
Source: Form D, filed Jul 13, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Frank W. Baier | Director |
| Alexander Bol | Director |
| Stephen Boswell | Director |
| William S. Burns | Executive |
| Laura Criscione | Executive |
| Frederick Fish | Director |
| Frank Huttle Iii | Director |
| Michael Kempner | Director |
| Elizabeth Magennis | Executive |
| Nicholas Minoia | Director |
| Joseph Parisi, Jr. | Director |
| Harold Schechter | Director |
| Frank Sorrentino Iii | Director, Executive |
| William A. Thompson | Director |
| Raymond Vanaria | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
301 Sylvan Avenue
Englewood Cliffs, NJ, 07632
Englewood Cliffs, NJ, 07632