Form D · Other Technology
Connect Financial Inc.
New York, NY · CIK 0001784596
Offering snapshot reported Aug 6, 2019 · SEC filing
- Reported sold
- $100 Offering amount: $2M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 22, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 6, 2019 | Initial | $100 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-345923
The Company is offering convertible preferred shares and options exercisable for common shares under Rule 506(c) and Regulation S. The Company also intends to offer up to 5,400,000 warrants exercisable for preferred shares.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N.A. | None | N.A. |
Source: Form D, filed Aug 6, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tomas Brave | Director |
| Jennifer Lynn Lee | Executive |
| Blakely Pittman | Director |
| Robert D Watson | Director |
| Jason Kirk Willard | Executive |
| Ronald Gene Willard | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
200 Park Ave 1700
New York, NY, 10166
New York, NY, 10166