Form D · Hedge Fund

Congress Avenue Equity Armor, LP

Bossier City, LA · CIK 0001706448

Offering snapshot reported Jun 27, 2019 · SEC filing

Reported sold
$1.85M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$925K$1.85MJun 27, 2017: $750,000.00Jun 27, 2017Jun 28, 2018: $1,600,000.00Jun 28, 2018Jun 27, 2019: $1,849,568.00Jun 27, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,600,000 → $1,849,568
  • Reported investors5 → 7

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 27, 2019Amendment$1,849,568$249,568vs Jun 28, 20187SEC filing
Jun 28, 2018Amendment$1,600,000$850,000vs Jun 27, 20175SEC filing
Jun 27, 2017Initial$750,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-289508
Thornhill will receive compensation for various services from the Fund (management fee and incentive allocation share) unrelated to sales volume.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Thornhill Securities, Inc.22333

Source: Form D, filed Jun 27, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONGRESS AVENUE EQUITY ARMOR, LP

Investment adviser: NUMBERS 13 MANAGEMENT, LP

Gross asset value
$1.74M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Apr 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES HOLDINGS, INC. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DALLAS, Texas, United States
Custodian INTL FCSTONE FINANCIAL INC. ALPHARETTA, Georgia, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer THORNHILL SECURITIES, INC. AUSTIN, Texas, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC ALPHARETTA, Georgia, United States
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

INTL FCSTONE FINANCIAL INC.
SEC 8-51269

PERSHING LLC
SEC 8-17574

THORNHILL SECURITIES, INC.
CRD 22333 · SEC 801-70703

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1416068 · Apr 24, 2020 · Schedule D 7.B.(1), fund 805-3825752039

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ross P. Barrett Director
N/A Congress Avenue Gp, Lp Promoter
N/A Congress Avenue Holdings, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
820 Garrett Drive
Bossier City, LA, 71111