Form D · Hedge Fund

Conflux Fund LP

New York, NY · CIK 0001556675

Offering snapshot reported Aug 31, 2017 · SEC filing

Reported sold: $292M
Investors reported: 47
Minimum accepted: $0
First sale: Feb 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$237,563,003 → $291,749,003
Reported investors46 → 47

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 31, 2017	Amendment	$291,749,003	$54,186,000vs Aug 24, 2016	47	SEC filing
Aug 24, 2016	Amendment	$237,563,003	$53,115,003vs Aug 24, 2015	46	SEC filing
Aug 24, 2015	Amendment	$184,448,000	$57,048,000vs Aug 27, 2014	39	SEC filing
Aug 27, 2014	Amendment	$127,400,000	No comparison	27	SEC filing
Aug 30, 2013	Amendment	$50,675,000	No comparison	16	SEC filing
Aug 29, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-183433

Source: Form D, filed Aug 31, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONFLUX FUND LP

Investment adviser: POINTSTATE CAPITAL LP

Gross asset value: $485M
Beneficial owners: 48
ADV minimum commitment: $250K

Reported in Form ADV on Jan 10, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian CREDIT SUISSE SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian PNC BANK, NATIONAL ASSOCIATION PITTSBURGH, Pennsylvania, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS AG STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1260697 · Jan 10, 2019 · Schedule D 7.B.(1), fund 805-7651174836

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Conflux Holdings Llc	Executive
Zachary Schreiber	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 West 57 Th Street 25 Th Floor
New York, NY, 10019