Form D · Other
Conestoga Trust
Atlanta, GA · CIK 0001502961
Offering snapshot reported Feb 20, 2018 · SEC filing
- Reported sold
- $172M Offering amount: $198M
- Investors reported
- 1,284 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- May 28, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 20, 2018 | Amendment | $171,741,688 | $0vs Sep 14, 2017 | 1,284 | SEC filing |
| Sep 14, 2017 | Amendment | $171,741,688 | -$1,368,634vs Sep 13, 2016 | 1,284 | SEC filing |
| Sep 13, 2016 | Amendment | $173,110,322 | $33,098,882vs Apr 24, 2015 | 913 | SEC filing |
| Apr 24, 2015 | Amendment | $140,011,440 | $41,888,343vs Nov 12, 2013 | 913 | SEC filing |
| Nov 12, 2013 | Amendment | $98,123,097 | $72,879,088vs Apr 3, 2012 | 650 | SEC filing |
| Apr 3, 2012 | Amendment | $25,244,009 | $13,181,215vs Jul 15, 2011 | 165 | SEC filing |
| Jul 22, 2011 | Amendment | $12,062,794 | $0vs Jul 15, 2011 | 110 | SEC filing |
| Jul 15, 2011 | Amendment | $12,062,794 | $0vs Oct 13, 2010 | 110 | SEC filing |
| Oct 13, 2010 | Initial | $12,062,794 | No comparison | 110 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $17.8M
- Finders' fees
- $0
- Form D file number
- 021-148966
TOA is the face value of life insurance policies in which participants may purchase a fixed % of the death benefit. Total amount sold is also expressed in terms of the face value of such life insurance policies. These numbers are as of September 5, 2017.
Specified beneficial percentage interest in death benefits payable under a life insurance policy.
As of Sept. 2011, commission structure changed so that commissions do not exceed 10% of the face value of any participation. These numbers are as of September 5, 2017.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joshua Allen | None | |
| Jessica Baumler | None | |
| Vernon Bell | 4541332 | |
| R. Mark Betts | 2425560 | |
| Thomas Beno | 5583773 | |
| William Brandenburg | None | |
| Debra Carter | None | |
| Paul Carter | None | |
| Ray Chadwick | None | |
| Aase Christensen | 1723547 | |
| Jeff Converse | None | |
| Michael Correll | None | |
| Etienn Couret | None | |
| Michael Cox | None | |
| Chris Dantin | 3088863 | |
| Kevin W. Day | None | |
| Jerry DeRose | None | |
| Michael Donaldson | None | |
| Paul Dow | None | |
| Robert Dunne | None | |
| Danielle Dupuy | None | |
| Michael Durand | None | |
| Scott Elsasser | None | |
| George Fossing | None | |
| Deidre A. Gibson | None | |
| Daniel Goodmanson | None | |
| Bill Grigorieff | None | |
| Kathryn Gunderson | None | |
| Matthew Hoffman | None | |
| Kurt Hanusa | None | |
| Sandy Heiar | None | |
| John Barry Herring | None | |
| Richard Hersey | None | |
| Gregory Hersey | None | |
| Paul Hess | None | |
| Katherine Hicock | None | |
| Gordon Hillegas | None | |
| Jenny Hodge | None | |
| James Hodge | None | |
| James L. Holman | None | |
| Brad Hofhines | None | |
| Devin Hubbard | None | |
| Terry F. Hubbartt, Jr. | None | |
| Rebecca R. Huerth | None | |
| Stephen R. Jacobson | None | |
| Paul F. Johnson | None | |
| Micahel Johnson | None | |
| Thomas Johnson | None | |
| Truman Johnson | None | |
| Joseph Jones | None | |
| Robert Jones | None | |
| Roger Jones | None | |
| Richard M. Joos | None | |
| Don Jorgensen | None | |
| Barbara Kalinowski | None | |
| Mark Kaliczynski | None | |
| David Keenley | None | |
| James Kelley | None | |
| Donald Kelly | None | |
| Christian Kennon | None | |
| Kingsley Kessie | None | |
| Robert Kernaghan | None | |
| Paul Kessler | None | |
| Pao Khang | None | |
| Steven Kirkman | None | |
| David Kiselak | None | |
| James Kiser | None | |
| Leo Kiser | None | |
| TerriLynn Klement | None | |
| Larry Klein | None | |
| Paul Klocko | None | |
| Larry Knight | None | |
| Theresa Konopa | None | |
| Timothy Korff | None | |
| Alan Kossack | None | |
| John Kreft | None | |
| Karla LaHue | None | |
| Alan Laird | None | |
| James Lamont | None | |
| Scott Lamphere | None | |
| Manon Langenberg | None | |
| Robert Langenburg | None | |
| Grant Lantz | None | |
| Zachary Larson | None | |
| Don Leary | None | |
| Robert Linderman | None | |
| Mark Lindsey | None | |
| Susan Locker | None | |
| Eva Lopuszynski | None | |
| James Lorang | None | |
| Phillip Lubitz | None | |
| Miguel Luciano | None | |
| Brian Lund | None | |
| Leon Lundstrom | None | |
| Felicia Lyda | None | |
| Kim Magdalein | None | |
| Mark Maiewski | None | |
| Danny Maldonado | None | |
| Daniel McNamara | None | |
| John Meldrum | None | |
| Not reported |
Source: Form D, filed Feb 20, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Benjamin S. De Leon | Executive |
| Hector De Leon | Executive |
| Robert L. Dunne | Promoter |
| Conestoga International, Llc | Promoter |
| Michael C. Mc Dermott | Promoter |
| Ci Trust | Promoter |
| Thomas P. Washburn | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
191 Peachtree Street Suite 3275
Atlanta, GA, 30303
Atlanta, GA, 30303