Form D · Hedge Fund

Concordia Municipal Opportunities Fund III, L.P.

Harrison, NY · CIK 0001371269

Offering snapshot reported Mar 22, 2018 · SEC filing

Reported sold
$102M
Indefinite offering
Investors reported
68
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Apr 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$51.2M$102MMar 5, 2010: $66,848,453.00Mar 5, 2010Mar 4, 2011: $66,998,453.00Feb 27, 2012: $66,998,453.00Feb 25, 2013: $66,998,453.00Apr 23, 2013: $66,998,453.00Apr 14, 2014: $97,542,292.00Apr 8, 2015: $99,481,153.00Apr 6, 2016: $100,581,153.00Apr 4, 2017: $102,418,153.00Mar 22, 2018: $102,418,153.00Mar 22, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 22, 2018Amendment$102,418,153$0vs Apr 4, 201768SEC filing
Apr 4, 2017Amendment$102,418,153$1,837,000vs Apr 6, 201668SEC filing
Apr 6, 2016Amendment$100,581,153$1,100,000vs Apr 8, 201565SEC filing
Apr 8, 2015Amendment$99,481,153$1,938,861vs Apr 14, 201465SEC filing
Apr 14, 2014Amendment$97,542,292$30,543,839vs Apr 23, 201363SEC filing
Apr 23, 2013Amendment$66,998,453$0vs Feb 25, 201358SEC filing
Feb 25, 2013Amendment$66,998,453$0vs Feb 27, 201258SEC filing
Feb 27, 2012Amendment$66,998,453$0vs Mar 4, 201158SEC filing
Mar 4, 2011Amendment$66,998,453$150,000vs Mar 5, 201058SEC filing
Mar 5, 2010Amendment$66,848,453No comparison56SEC filing
Jul 24, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-93000

Source: Form D, filed Mar 22, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONCORDIA MUNICIPAL OPPORTUNITIES FUND III LP

Investment adviser: MARINER INVESTMENT GROUP, LLC

Gross asset value
$15.6M
Beneficial owners
20
ADV minimum commitment
$250K

Reported in Form ADV on Feb 28, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JP MORGAN HEDGE FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS HAMILTON, Bermuda
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 791881 · Feb 28, 2014 · Schedule D 7.B.(1), fund 805-5445032533

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Howe Ii Executive
N/A Mariner Investment Group, Llc Promoter
Peter O'rourke Executive
Basil C. Williams Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 Mamaroneck Avenue
Harrison, NY, 10528