Form D · Other Banking and Financial Services

CONCORDE GROUP INC

New York, NY · CIK 0001092809

Offering snapshot reported Nov 17, 2014 · SEC filing

Reported sold
$2.12M
Offering amount: $8.5M
Investors reported
41
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 19, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.06M$2.12MMay 3, 2010: $12,000.00May 3, 2010May 7, 2010: $112,000.00May 17, 2010: $197,000.00Jul 21, 2011: $543,638.00Mar 27, 2013: $580,638.00Jul 1, 2014: $2,069,000.00Nov 17, 2014: $2,119,000.00Nov 17, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,069,000 → $2,119,000
  • Reported investors40 → 41

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2014Amendment$2,119,000$50,000vs Jul 1, 201441SEC filing
Jul 1, 2014Amendment$2,069,000$1,488,362vs Mar 27, 201340SEC filing
Mar 27, 2013Amendment$580,638$37,000vs Jul 21, 201117SEC filing
Jul 21, 2011Amendment$543,638$346,638vs May 17, 20103SEC filing
May 17, 2010Amendment$197,000$85,000vs May 7, 20103SEC filing
May 7, 2010Amendment$112,000$100,000vs May 3, 20102SEC filing
May 3, 2010Initial$12,000No comparison1SEC filing
Jul 24, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Oct 29, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Oct 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
May 14, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Feb 27, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Debt, Option to acquire
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$330K (estimated)
Finders' fees
$0
Form D file number
021-141436
Plan to set aside $330,000 for commissions if necessary and if total offering is sold.

Source: Form D, filed Nov 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gerald Lee Brodsky Executive
Robert Masao Fujii Executive
Richard James Kelly Executive
Eric David Lipetz Executive
Robert Jeffrey Owens Director, Executive
Craig Anthony Zabala Director, Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
426 Broome Street
New York, NY, 10013