Form D · Hedge Fund

COMPOUND ADVANTAGE: INNOVATOR FUND, LLC

Chevy Chase, MD · CIK 0001862400

Offering snapshot reported May 12, 2022 · SEC filing

Reported sold: $3.49M
Investors reported: 12
Minimum accepted: $500K
First sale: Jul 1, 2021

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 12

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 12, 2022	Amendment	$3,485,000	No comparison	12	SEC filing
May 21, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-400129

Source: Form D, filed May 12, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COMPOUND ADVANTAGE: INNOVATOR FUND, LLC

Investment adviser: BANTAMAC CAPITAL, LLC

Gross asset value: $3.06M
Beneficial owners: 10
ADV minimum commitment: $500K

Reported in Form ADV on Sep 9, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Filing source

Form ADV 1674919 · Sep 9, 2022 · Schedule D 7.B.(1), fund 805-5036475724

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Brodsky	Executive
Jay Garcia	Executive
Monika Mantilla	Executive
Options Solutions, Llc	Executive
Steven Sears	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5425 Wisconsin Ave Nw Ste 600
Chevy Chase, MD, 20815