Form D · Other Technology
Compliance11, Inc.
Chicago, IL · CIK 0001417736
Offering snapshot reported Apr 7, 2011 · SEC filing
- Reported sold
- $850K Offering amount: $850K
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 31, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2011 | Initial | $850,000 | No comparison | 9 | SEC filing |
| Mar 25, 2011 | Initial | $500,000 | No comparison | 6 | SEC filing |
| Jan 4, 2010 | Initial | $6,178,766 | No comparison | 2 | SEC filing |
| Nov 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-158035
Source: Form D, filed Apr 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Beerbower | Director |
| Chris Capps | Director |
| Jim Gagnard | Director |
| Richard P. Kiphart | Promoter |
| Tad S. Mitchell | Executive |
| Jay Raines | Executive |
| Susan L. Rosenbaum | Executive |
| Tracey Straub | Executive |
| Talon Capital Partners, L.P. Talon Capital Partners, L.P. | Promoter |
| William E. Wolf | Director |
| Karen Zenisek | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
125 South Wacker Drive Suite 1150
Chicago, IL, 60606
Chicago, IL, 60606