Form D · Other Technology

Compliance Science, Inc.

New York, NY · CIK 0001597136

Offering snapshot reported Nov 17, 2017 · SEC filing

Reported sold
$8.22M
Offering amount: $8.22M
Investors reported
2
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Oct 18, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2017Initial$8,222,502No comparison2SEC filing
Jul 12, 2016Initial$2,999,992No comparison1SEC filing
Jan 15, 2014Initial$8,249,983No comparison1SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-299045
This filing covers the sale and issuance of Series C Preferred Stock, Warrants to purchase Series C Preferred Stock, and the underlying Common Stock issuable upon conversion thereof.

Source: Form D, filed Nov 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael D'angelo Director
David Eisner Director, Executive
Ronald Gould Director
Mitchel Kraskin Director
Jean Marc Levy Director, Executive
Robert Mattes Executive
Glenn Stevens Director
Christopher Sugden Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
875 Avenue Of The Americas 12 Th Floor
New York, NY, 10001