Form D · Venture Capital Fund

Compliance Matter Services, LLC

Healdsburg, CA · CIK 0001505007

Offering snapshot reported Jan 11, 2011 · SEC filing

Reported sold
$13.6M
Offering amount: $13.6M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 28, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2011Initial$13,620,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153374

Source: Form D, filed Jan 11, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COMPLIANCE MATTER SERVICES LLC

Investment adviser: RIZVI TRAVERSE MANAGEMENT, LLC

Gross asset value
$424M
Beneficial owners
16
ADV minimum commitment
$1M

Reported in Form ADV on Aug 19, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 839994 · Aug 19, 2014 · Schedule D 7.B.(1), fund 805-4274264162

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Organizational Funding Services, Llc Director
N/A Rtlc Management, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
788 Josephine Lane
Healdsburg, CA, 95448